Wealth Growth
For Wealth Growth
Shaping Futures
A Dynamic Financial Advisor
Gregory Pendy is a financial advisor in New York with 21 years of experience, currently at Wells Fargo Advisors. He has previously worked at Clear Street LLC, Chardan Capital Markets LLC, Sidoti & Company LLC, Nomura Securities Intl, Banc of America Securities LLC, and Lehman Brothers Inc. Pendy holds several licenses, including Series 63, 66, 7, 24, and SIE, and is registered with FINRA, NYSE American LLC, Nasdaq, and the New York Stock Exchange.
Award Winning Broker 2021
Investment Advisory
I have served over 1,000 clients for two decades as a top licensed broker and asset manager, with global recognition in Europe and Asia.
Investment Management
- Local and worldwide portfolios
- Offshore portfolios
- Retirement solutions
- Shariah-compliant investments
Equity-Backed Finance
Investors needing quick access to capital often find themselves having to liquidate an investment portfolio in order to sidestep the cumbersome process of applying for a bank loan.
Fiduciary and Tax
We assist with structuring local and offshore trusts, international estate planning, exchange controls, and tax matters, ensuring the orderly transfer and preservation of your wealth for future generations.
Stockbroking and Derivatives
Our institutional services include trading, market making for exchange-traded funds (ETFs) and direct market access (DMA) for third-party managers. We’re a licensed stockbroker and a member of the JSE.
Corporate Finance
Strategy experience and analytical expertise combine to enable decision making and create value.
Few Reasons Why You Should Choose Pendy
Main Principles
Consultation & Relationship
We understand the client’s financials goals, risk tolerance, and preference through open ended questions.
Implement Plans
implement the agreed-upon investment strategy, including the purchase of reallocation asset.
Analysis & Strategy
We define clear financial goals and develop strategy that includes asset allocation and diversification
Customer Strategy
Strategy experience and analytical expertise combine to enable.
Years of
Experience
trusted
clients
STATES LICENSED TO PRACTICE
AWARDS RECOGNIZED BROKER
For Investors who Value Transparency
Pendy holds multiple licenses, including Series 63, 66, 7, 24, and SIE, and is registered with FINRA, NYSE American, Nasdaq, and the NYSE.
What People Say
“Working with Pendy clarified my goals and set me on a path to financial freedom. Their budgeting and debt management strategies were invaluable.
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“Gregory Pendy's pension consulting provided essential guidance for plan performance and regulatory navigation. Their advice was crucial for managing our liabilities”
“Gregory Pendy's pension consulting provided essential guidance for plan performance and regulatory navigation. Their advice was crucial for managing our liabilities”